revisão e complementação da documentação do projeto

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Marcos Lohmann
2026-09-14 14:54:28 -03:00
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# ADR-001: MaximumEntitlement Boundary at the MCP Client
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Who defines the agent's privilege ceiling.
## Decision
MCP Client (authenticated identity) is the `MaximumEntitlement` boundary, never the agent/prompt.
## Alternatives Considered
Authorization by self-declared role of the agent.
## Consequences
All EP-01/EP-04 design revolves around the client's identity, not the agent's.

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# ADR-002: MCP Gateway as the sole PEP
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Where to apply enforcement.
## Decision
MCP Gateway is the sole PEP; it never delegates the ALLOW/DENY decision to the LLM.
## Alternatives Considered
Distributed enforcement in each MCP Server.
## Consequences
Centralizes EP-05; domain servers (EP-06) do not reimplement authz.

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# ADR-003: Independent reauthorization on tools/call
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Is filtered `tools/list` sufficient?
## Decision
No — `tools/call` must be reauthorized independently of discovery.
## Alternatives Considered
Relying only on filtered discovery.
## Consequences
EP-05 implements two enforcement points, not one.

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# ADR-004: Agentic context never elevates privilege
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Can agentic context elevate privilege?
## Decision
Never — context can only subtract (`Context may subtract, must never add`).
## Alternatives Considered
Allowing elevation based on the model's "confidence."
## Consequences
EP-15 tests (Test 3/4) validate the invariant.

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# ADR-005: Private cache for tools/list
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
`tools/list` cache shared across clients.
## Decision
`cacheScope=private`, key = identity+context+policy_version.
## Alternatives Considered
Shared cache for performance.
## Consequences
EP-05-T03; dedicated isolation test (EP-15).

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# ADR-006: Prohibition of token passthrough
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Can the agent's token be forwarded to the backend?
## Decision
No — blind token passthrough is prohibited; inbound ≠ outbound identity.
## Alternatives Considered
Direct passthrough of the client's token.
## Consequences
EP-07 implements exchange/service account per backend.

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# ADR-007: Backend never exposed directly to the client
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Is the backend directly accessible by the client?
## Decision
No — network/identity restrict access to the Gateway/Fabric only.
## Alternatives Considered
Exposing the Fabric publicly with "best effort" authz.
## Consequences
EP-05-T07, EP-15 (bypass test).

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# ADR-008: Client segmentation by domain and risk tier
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
How to segment clients.
## Decision
By domain + risk tier (R0–R4), not a single global client.
## Alternatives Considered
A single "enterprise admin" client.
## Consequences
Defines P6 (granularity) and EP-04.

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# ADR-009: Risk tiers R0-R4 for capabilities
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
How to classify capabilities.
## Decision
Risk tiers R0–R4 in the Registry, controlling required approval/observability.
## Alternatives Considered
No formal classification.
## Consequences
EP-02-T01 includes mandatory `risk_tier` in the manifest schema.

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# ADR-010: Governance of the Global Capability Registry
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Governance of the Global Capability Registry (title and number inherited from §49 of the README — "Global Capability Registry Governance").
## Decision
The Registry is a control-plane asset (§6.6) with its own authority and lifecycle, separate from the catalog view delivered to each client. In the RI: dedicated storage and read API (EP-02-T03), consumed by Gateway/Fabric/Offering Filter but never edited by them; formal lifecycle nominate→review→register→publish→observe→(change|deprecate→retire) (§23) implemented as a state machine (EP-02-T04); every change goes through the publishing pipeline (EP-02-T02) — no direct manual registration in production (RF-11). The Registry's organizational owner (who approves schema/policy changes to the control plane itself) remains a corporate governance decision outside the technical scope of the RI (§48, question 4, still open).
## Alternatives Considered
Leaving the Registry as a table editable ad hoc by any service; merging the control view (Registry) with the execution view (catalog filtered per client), which would violate the control plane/data plane separation of §24.
## Consequences
The entire EP-02; reinforces that EP-05 (Gateway) and EP-10 (Offering Filter) only read the Registry, never write to it.

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# ADR-011: Mandatory pipeline for capability publication
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Capability publication cycle.
## Decision
Mandatory pipeline with schema/risk/policy/health gates before entering the Registry — no manual registration in production.
## Alternatives Considered
Direct registration via administrative API without a pipeline.
## Consequences
EP-02-T02 implements the gate; no capability is "born" already published.

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# ADR-012: Entitlement Manager as the sole authority for MaximumEntitlement
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, where applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Authority over the maximum menu.
## Decision
Entitlement Manager is the sole authority for `MaximumEntitlement`; it does not rank nor trust self-declared attributes from the LLM.
## Alternatives Considered
Merging Entitlement Manager and Offering Filter into a single component.
## Consequences
Keeps EP-04 and EP-10 as distinct services/modules with their own contracts.

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# ADR-013: Pluggable Profile Intelligence contract
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Profile Intelligence contract.
## Decision
Generic, replaceable interface (versioned `ProfileView`, with `reasonCodes`), pluggable implementation.
## Alternatives Considered
Coupling to a specific vendor/taxonomy for segmentation.
## Consequences
EP-09 defines only the contract + reference stub (see P7).

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# ADR-014: Profile never expands entitlement
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Can profile expand entitlement?
## Decision
Never — `FilteredOfferings ⊆ MaximumEntitlement`, profile only orders/reduces.
## Alternatives Considered
High-engagement profile unlocking new tools.
## Consequences
EP-10-T02 brings a property test validating the invariant for random inputs.

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# ADR-015: NBA as an orchestration decision, not an authorization decision
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Is NBA an authorization decision?
## Decision
No — it is orchestration intent; Gateway/PDP reauthorize every execution.
## Alternatives Considered
Orchestrator dispatching directly to the backend without going through the Gateway.
## Consequences
EP-11-T04 implements the DENY/recalculation branch of §10.1.

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# ADR-016: Agent Runtime dispatch/handoff contract
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Agent Runtime dispatch/handoff contract.
## Decision
Versioned dispatch object (`decisionId`, `expiresAt`, `reasonCodes`) that does not replace the MCP Client's token.
## Alternatives Considered
Runtime injecting its own credentials into the agent.
## Consequences
EP-12-T01 consumes exclusively the dispatch object + the already-existing MCP Client.

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# ADR-017: End-to-end correlation via versioned IDs
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
End-to-end correlation.
## Decision
`profileVersion`+`entitlementVersion`+`decisionId`+`policyDecisionId`+`mcpRequestId` propagated via OTel/trace context across all components.
## Alternatives Considered
Correlation only via free-text logs with no standard.
## Consequences
EP-08-T03 formalizes the fields; basis for EP-15 (auditability).

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# ADR-018: RI implementation stack
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
RI implementation stack (closes G2).
## Decision
Python 3.12+, `uv`, Pydantic v2, declarative YAML with JSON Schema, official `mcp` SDK.
## Alternatives Considered
Node/TypeScript (the MCP SDK is also official there); Go.
## Consequences
Defines the entire repository structure (8.5).
## Confirmed Versions (EP-16-T04)
Dependency-free spike, runnable at any time (EP-16-T04): confirm,
immediately before pinning in `pyproject.toml`/
`docker-compose.yml`, the exact stable version numbers of each piece of the
stack — no version cited in code/config without real confirmation
(`pip index versions`/direct download/actual install), never from memory.
Consolidated record, with the date each group was verified (see
`RI/README.md`, "Versões fixadas", for the same list maintained alongside
`pyproject.toml`):
Confirmed on 2026-09-11:
- `mcp` 2.2.0 (Python SDK v2 — the API changed significantly from v1; see
comments in `src/emcp_bus/gateway/server.py`)
- `pydantic` 2.13.x, `opentelemetry-sdk` 1.44.x, `uvicorn` 0.52.x,
`pyjwt[crypto]` 2.14.x, `ruff` 0.16.x, `mypy` 2.3.x, `pytest` 9.1.x
- `OPA` 1.20.2 (static binary, Rego v1 syntax as default)
- `pytest-forked` 1.7.x
Confirmed on 2026-09-14 (M3/M4, via actual install/`docker pull`):
- `langgraph` 0.6.x + `langgraph-checkpoint-sqlite` 2.x (EP-11)
- `hypothesis` 6.1xx.x (dev, EP-10-T02)
- `openai` 1.109.x (EP-13-T01)
- `python-dotenv` 1.2.x (dev)
- `types-jsonschema` 4.26.x (dev, stubs for `mypy --strict`; `jsonschema`
itself was already a transitive dependency of `mcp[cli]`, EP-15-T01)
- Langfuse self-hosted 4.35.0 (`docker.langfuse.com/langfuse/langfuse:4`,
official image, EP-13-T02)
- Keycloak 26.7.3 (`quay.io/keycloak/keycloak:26.7.3`, Quarkus; Standard
Token Exchange GA since 26.2 — EP-01-T01/EP-07)
- `opentelemetry-collector-contrib` 0.114.0 and `jaeger` (all-in-one) 1.62.0
(`observability` profile of `docker-compose.yml`, EP-08-T04)
None of the versions above have changed since the original confirmation — this
record is the single source of truth that `RI/README.md` links back to.

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# ADR-019: Identidade do MCP Client -- ponto de extensão de produção (mTLS / workload identity)
**Status:** Documentado (spike), não implementado na RI (EP-01-T04, `could`).
**Fonte:** este ADR é o registro canônico desta decisão. Para contexto de implementação e validação, ver `RI/docs/AS-BUILT.md` e, quando aplicável, o contrato relevante em `RI/docs/interfaces/identity-oidc.md`. Também relevante: README.md §19, RF-02, Axiom 2.
## Contexto
A fronteira de identidade da RI (`src/emcp_bus/identity/authn.py`, EP-01-T03) é
OAuth 2.1 `client_credentials` contra o Keycloak (EP-01-T01): todo MCP Client
se autentica com um client_id + secret, obtém um JWT de vida curta, e o
Gateway valida a assinatura/emissor/audience/expiração desse JWT contra o
JWKS do IdP antes de confiar na claim `azp` como a identidade do caller.
Esta é uma decisão deliberada e confirmada para a RI (não um placeholder): OAuth
2.1 satisfaz toda propriedade que o README.md §19 de fato exige de um mecanismo
de identidade -- vida curta, revogável, vinculado a uma audience, verificável
sem um segredo de longo prazo compartilhado no caminho da requisição.
Implantações corporativas reais comumente vão além, usando mTLS (certificados
de cliente TLS mútuo) ou a federação de workload identity de um provedor de
nuvem (ex.: SPIFFE/SPIRE, AWS IAM roles for service accounts, GCP Workload
Identity, Azure Managed Identity) em vez de -- ou além de -- um JWT bearer.
Este ADR documenta como essa extensão se encaixa na costura já existente da
RI, sem exigi-la, para que um fork de produção não fique bloqueado por um
redesenho.
## Decisão
**Não** implementar mTLS/workload identity na RI. Documentar o ponto de
extensão em vez disso, para que o contrato do `EP-01-T03` seja
comprovadamente estável sob ele.
## O ponto de extensão
`TokenValidator.validate(token: str) -> AuthenticatedClient` é a *única*
função na RI que produz identidade de client para fins de autorização
(`emcp_bus.gateway.server.on_list_tools`/`on_call_tool` chamam ambos
`get_access_token()`, que é populado pelo protocolo `TokenVerifier` do SDK
envolvendo esse mesmo validator -- ver
`emcp_bus.identity.token_verifier.MCPTokenVerifier`). Tudo a jusante dela --
`EntitlementManager.resolve`, o PDP, a camada de audit/correlação (EP-08) --
consome apenas o `AuthenticatedClient.client_id` resultante. Nenhum desse
código se importa com *como* a identidade foi estabelecida.
Uma implantação de produção adicionando mTLS ou workload identity faria:
1. Implementar uma segunda fonte de identidade honrando o mesmo contrato de saída:
```python
class MTLSClientValidator:
def validate(self, request: ...) -> AuthenticatedClient: ...
```
alimentada pelo certificado de cliente já verificado pelo proxy/load
balancer que termina a conexão (um header estilo `X-Client-Cert-CN` de um
terminador mTLS confiável, ou o `scope["extensions"]["tls"]` ASGI que um
servidor compliant expõe) em vez de um JWT. `AuthenticatedClient.client_id`
seria o Subject/SAN do certificado, mapeado 1:1 a um
`ClientRegistration.client_id` exatamente da mesma forma que o `azp` de um
JWT é hoje -- **nenhum outro modelo da RI muda**: `ClientRegistration`,
`ClientProfile`, `EntitlementManager`, o contrato do PDP e o schema de
auditoria já são todos agnósticos de mecanismo de identidade.
2. Fornecer um equivalente alternativo de `build_auth()` em
`emcp_bus/gateway/server.py` que conecta o novo validator no lugar de
`MCPTokenVerifier`, controlado por configuração de deployment -- o mesmo
formato do `build_auth()` de hoje retornando `(None, None)` para o modo
"sem OIDC configurado". Uma implantação híbrida (mTLS para uma classe de
backend service, OAuth para agentes interativos) é possível fazendo a
seleção de `TokenVerifier`/equivalente por listener em vez de por
processo, o que os parâmetros
`streamable_http_app(auth=..., token_verifier=...)` do SDK já suportam
por instância de app.
3. Workload identity de nuvem (SPIFFE/SPIRE, IRSA, Workload Identity, Managed
Identity) é uma variante da mesma forma: o contrato "verificar uma
credencial que o caller não pode forjar, e extrair dela um identificador
estável" é idêntico, só o formato da credencial e a biblioteca de
verificação diferem. Nada disso exige tocar no `EntitlementManager`, no
PDP, no roteador do Fabric (EP-06-T01), ou na camada de audit/correlação
(EP-08-T02/T03).
## O que não pode mudar
- **Formato de `AuthenticatedClient`** (`client_id`, `issuer`, `expires_at`):
todo consumidor a jusante tipa contra isso, não contra um conjunto de
claims específico de JWT.
- **Contrato fail-closed**: o caminho de falha de qualquer mecanismo de
identidade deve levantar uma exceção (no formato `AuthenticationError`) em
vez de recair para uma identidade não autenticada ou autodeclarada pelo
agente (README.md §5, Axiom 2) -- essa é a propriedade de segurança real
que o critério de aceite do EP-01-T03 testa, e ela é independente de
mecanismo.
- **Nenhum caminho privilegiado novo para `clientInfo`**: qualquer que seja o
mecanismo de identidade, apenas um valor verificado de forma independente
do corpo da requisição MCP pode popular `client_id`.
## Consequências
- Confirmado para a RI: reduz o esforço de implementação do EP-01 sem
enfraquecer nenhuma das propriedades de identidade desejáveis do README.md
§19 (todas satisfeitas por OAuth 2.1 `client_credentials` contra o
Keycloak).
- Um fork de produção adicionando mTLS/workload identity muda exatamente um
módulo (`identity/`) e uma função de wiring (equivalente a `build_auth`);
todo outro componente da RI (Entitlement Manager, PDP, Fabric, Registry,
audit/correlação, approval) não exige nenhuma mudança.

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# ADR-020: Downstream identity: token exchange or isolated service account
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Downstream identity in the RI (closes G5/P5).
## Decision
Token exchange (RFC 8693) when the backend supports OIDC; otherwise a service account isolated per adapter.
## Alternatives Considered
Always reusing the client's token (forbidden by ADR-006).
## Consequences
EP-07; documented per backend in the manifest.

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# ADR-021: Scope of LangGraph and Langfuse in the RI
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Scope of LangGraph/Langfuse (closes G8/P8).
## Decision
LangGraph only in the Service Orchestrator (EP-11) and the Agent Runtime handoff (EP-12); Langfuse only where there is an actual LLM call (EP-13). Checkpointer: SQLite in dev.
## Alternatives Considered
Also using LangGraph in the Gateway/Fabric for "stack consistency."
## Consequences
Avoids the over-engineering vetoed by section 6 of the superprompt; Gateway/Fabric remain plain Python.

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# ADR-022: Operational reference: Agent Platform OCI (Hoshikawa)
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Concrete Python/LangGraph/Langfuse implementation reference (closes G2 — **decision confirmed by the author on 2026-09-11**).
## Decision
Adopt as an operational reference the "Agent Platform OCI" by Christiano Hoshikawa (`github.com/hoshikawa2/agent_platform_oci`): a StateGraph with a router/supervisor per backend + an upper routing layer across backends (our EP-11/EP-12); pluggable checkpointing (memory/sqlite/mongodb/production — we adopt SQLite in dev, see ADR-021); **IC/NOC/GRL** observability taxonomy via Langfuse (business/operational/guardrail event), with hybrid instrumentation (automatic span per node + manual fail-open emission); `identity.yaml`/`BusinessContext` to normalize business identity across channels; FastMCP as the standard MCP server. Full analysis recorded in `docs/research/hoshikawa-agent-platform-oci.md`.
## Alternatives Considered
Continuing with the generic pattern from section 6 of the superprompt without a concrete third-party reference (slower, more ad hoc decisions); adopting a market agent framework (CrewAI, AutoGen) instead of plain LangGraph.
## Consequences
Changes the form (not the security) of EP-08, EP-11, EP-12, EP-13 — see ADR-023 for the explicit boundary of what is NOT adopted.

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# ADR-023: Tool authorization never comes from a field declared in the payload
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
Tool authorization NEVER comes from a field declared in the payload/conversation (a critical finding from the Hoshikawa analysis, reinforcing ADR-001/002/003).
## Decision
The Agent Platform OCI's MCP Gateway authorizes tools via a static allowlist (`tools.yaml`/`authorization.agents.<agent_id>.allowed_tools`) evaluated over `agent_id`, a field that arrives as **data from the conversation's input payload**, not as a claim from an independently verified authenticated identity — their own SPEC-004 admits that this does not replace real authentication/authorization. Our RI reuses the proxy *form* of this MCP Gateway (`ToolInvocation`/`ToolResult` contracts, idempotent per-tool cache, `/v1/tools` catalog) **exclusively at the Fabric layer (EP-06)/conversational UX**, but the ALLOW/DENY decision remains 100% in our PEP (EP-05) consulting the PDP (EP-03) with the authenticated identity of the MCP Client (EP-01) — never with a self-declared `agent_id`/`tenant_id` in the payload.
## Alternatives Considered
Also reusing their `authorization` block as an implementation shortcut.
## Consequences
EP-15-T03 gains an explicit adversarial "payload-declared agent_id spoofing" scenario (a variation of Test 4, §45) to prove that this specific vector is closed in our RI.

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# ADR-024: E-MCP-BUS positioning relative to external multi-agent platforms
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
E-MCP-BUS positioning relative to external multi-agent orchestration platforms, such as Agent Platform OCI (**decision confirmed and expanded by the author on 2026-09-11** — resolves G11).
## Decision
E-MCP-BUS **does not compete** with orchestration platforms such as Agent Platform OCI — but it also **is not limited to coexisting under them**. Explicit design principle: **modularity + compatibility = choice**. Our Service Orchestrator (EP-11) is not a thin pass-through: it computes NBA **and NBO** (Next Best Action/Next Best Offer) with its own decision model (rules + guardrails +, optionally, a ranking/recommendation AI model — see EP-11-T03) over the universe of `FilteredOfferings` that the MCP Fabric exposes (services, offers, actions, campaigns — not just technical "tools"). This enables **two equally valid integration modes, chosen by the adopter according to the desired topology**: **(A) Governance-only** — an external orchestration platform (e.g., Agent Platform OCI, with its own Global Supervisor and StateGraph deciding NBA) connects to E-MCP-BUS solely for governed access to the Fabric; our Service Orchestrator does not participate, or participates only as a source of `FilteredOfferings` (as already described in the rest of this ADR and in EP-13-T05). **(B) Full replacement** — our own Service Orchestrator (EP-11) fully takes on the role of the decision "brain" (NBA/NBO), dispensing with the external platform's decision-making Global Supervisor/StateGraph; the Agent Runtime (EP-12) and the external platform's channel adapters (e.g., Hoshikawa's agent backends) become mere executors of the dispatch our Orchestrator produces. In either mode, the security core (PEP/PDP, EP-05/EP-03) never changes place — only who computes the NBA/NBO changes. In both modes, each domain backend/agent remains registered as a **distinct MCP Client** (EP-01), bound to its own client profile/entitlement per domain+risk tier (EP-04, P6), and any consuming platform's internal "MCP Gateway" (ADR-023) is always superseded by our Gateway/PEP as the single point of authorization. This is the "Enterprise elevation": centrally governed catalog/entitlement/audit, with the NBA/NBO decision able to come from inside (mode B) or outside (mode A) the bus, by the adopter's modular choice.
## Alternatives Considered
Forcing a single integration mode (e.g., only "governance-only"), which would underuse the Service Orchestrator and always require an external decision platform; treating Agent Platform OCI as a substitute for E-MCP-BUS (incorrect — it does not solve entitlement); reimplementing from scratch the orchestration engineering already validated in ADR-022 even when mode B is chosen (the StateGraph/checkpointing/handoff form remains reusable within our EP-11/EP-12).
## Consequences
Reshapes the goal of EP-11 (Service Orchestrator explicitly described as computing NBA **and NBO** over Fabric services/offers/actions, with a pluggable decision model) and of EP-13 (demonstrates the two modes — see EP-13-T05 for mode A and EP-13-T06, new, for mode B). Reinforces that EP-06/EP-05 treat any consuming platform's "MCP Gateway" as untrusted for authorization, in both modes.

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# ADR-025: OPA/Rego as the PDP engine
**Status:** Accepted.
**Source:** this ADR is the canonical record of this decision. For implementation and validation context, see `RI/docs/AS-BUILT.md` and, when applicable, the relevant contract in `RI/docs/interfaces/`.
## Context
PDP engine (closes G3 — **decision confirmed by the author on 2026-09-11**; renumbered from ADR-010 to ADR-025 on 2026-09-11 to avoid colliding with the README's ADR-010, "Global Capability Registry Governance").
## Decision
OPA/Rego, self-hosted, OSS (Apache-2.0). Final decision, not subject to review. **Verified on 2026-09-11 via web search**: OPA is at v1.0+, with Rego v1 syntax as the default (a breaking change vs. v0) — EP-03 must write policies in Rego v1 syntax from the start.
## Alternatives Considered
Cedar (AWS, cited in §43.2); a custom engine in Python.
## Consequences
The entire EP-03 becomes coupled to OPA's REST API; policies versioned as code in Rego v1.

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# Research: Agent Platform OCI (Christiano Hoshikawa) as a Python/LangGraph/Langfuse reference
> Source: https://github.com/hoshikawa2/agent_platform_oci (README + SPEC-001, 002, 003, 004, 007, 012, 018). Analyzed on 2026-09-11 to underpin the decisions recorded in [`ADR-022`](../adr/ADR-022-reference-hoshikawa-agent-platform-oci.en-us.md)/[`ADR-023`](../adr/ADR-023-authorization-never-comes-from-payload.en-us.md) (see also [`../../RI/docs/Assumptions.md`](../../RI/docs/Assumptions.md)). Referenced by ADR-022/ADR-023.
>
> **Scope of this research**: extract the *operational* LangGraph/Langfuse/MCP pattern from that project for our RI's Python implementation layer. The security core (PEP/PDP/Client-Bound Entitlement) of our architecture remains 100% defined by the `README.md` at the root of this repository — never by the project researched here.
---
## 1. LangGraph pattern
**StateGraph — nodes and state shape.** The per-backend graph is fixed and corporate:
```text
START → input_guardrails → routing_decision → [domain agent(s)] → output_supervisor
→ output_guardrails → judge → supervisor_review → persist → END
routing_decision → handoff → routing_decision (conditional return edge)
```
`AgentState` is a `TypedDict(total=False)` with: `user_text, sanitized_input, response_text, tenant_id, agent_id, channel, session_id, conversation_key, message_id, route, intent, context, business_context, tool_arguments, mcp_tools, mcp_results, rag_context, rag_metadata, guardrails, judges, metadata, errors`, plus `active_transaction`/`last_transaction` in the transactional extension (a durable state contract that survives checkpoint/resume).
Registering a new agent is mechanical: import the class → instantiate it in the workflow's `__init__` (receiving shared dependencies: telemetry, tool_router, rag_service, cache, observer, memory) → async wrapper with a telemetry span → `builder.add_node(...)` → entry in `add_conditional_edges("routing_decision", ...)` → wiring to `output_supervisor`.
**Two routing layers, explicitly separated:**
- **Backend-local supervisor/router** — decides an agent's internal flow (`routing.yaml`, `ROUTING_MODE=router|supervisor`).
- **Global Supervisor / Agent Gateway** — a separate deployable service that decides **which whole backend** handles the conversation (`GLOBAL_ROUTING_MODE=router|supervisor|hybrid`, `backends.yaml`). HTTP routing between backends, not a second LangGraph.
**Checkpointing**: `memory` (tests), `sqlite` (local dev), `mongodb` (distributed), `autonomous` (OCI production) providers. Contract: `{conversation_key, checkpoint_id, state, pending_writes, created_at}`.
**Handoff**: intra-backend via the conditional edge `routing_decision → handoff → routing_decision`; inter-backend via `metadata.handover_backend` in the response, detected by the Agent Gateway, which keeps `global_session_id` separate from `backend_session_id`.
---
## 2. Langfuse pattern
**IC / NOC / GRL taxonomy** (not "Informational Context" — it's a **business/journey**, **operational**, and **guardrail** event, respectively):
| Family | Meaning | Examples |
|---|---|---|
| IC | agent business/journey event | `IC.GATEWAY_RECEIVED`, `IC.AGENT_STARTED/COMPLETED`, `IC.MCP_CACHE_HIT/MISS/SET/BYPASS/NOT_STORED`, `IC.MCP_TOOL_DEDUPED`, `IC.GLOBAL_BACKEND_SELECTED` |
| NOC | error/unavailability/timeout/degradation | `NOC.RUNTIME_FAILED`, `NOC.MCP_TIMEOUT`, `NOC.LLM_FAILED` |
| GRL | governance/guardrail/block/sanitization | `GRL.INPUT_BLOCKED`, `GRL.OUTPUT_BLOCKED`, `GRL.MASK_APPLIED` |
Practical rule: don't create an event per line of code — only for decisions that matter.
**Hybrid instrumentation**: automatic technical spans per graph node; LLM calls captured automatically via `ENABLE_LANGFUSE_OPENAI_AUTO_INSTRUMENTATION=true` (OpenAI-compatible providers); business events (IC/NOC/GRL) always manual via `_emit_ic/_emit_noc/_emit_grl`, **fail-open** (a missing or erroring observer never breaks the journey). Trace mode `LANGFUSE_TRACE_MODE=verbose|compact`.
**Prompt management**: **does not use** Langfuse's prompt CMS — versions the prompt locally in YAML (`prompt_policy.yaml`, `id`/`version` fields). Langfuse comes in as a data source for batch evaluation (`EvaluationRun.source=langfuse`, `evals/offline`/`evals/certification` apps), not as the synchronous judging engine (that is a node of the graph itself, using the `judge` LLM profile).
**Local setup (docker-compose)**: `langfuse-web`, `langfuse-worker`, PostgreSQL, ClickHouse, Redis, MinIO, plus MongoDB (the framework's own memory, not Langfuse's). Ports: Web/API 3005, MinIO S3 9090/Console 9091, MongoDB 27017, Postgres 5433, Redis 6379, ClickHouse 8124/9002. Flow: `docker compose up -d` → create org/project → generate a `pk-lf-.../sk-lf-...` key pair under Settings > API Keys → configure the backend's `.env`.
---
## 3. MCP integration pattern
**MCP Gateway**: a single deployable app — `/v1/tools`, `/v1/tools/{name}`, `/v1/tools/{name}/invoke`, `/v1/servers`, `/health`, `/ready`. `ToolInvocation`/`ToolResult` contracts carrying `tenant_id`, `agent_id`, `business_context`, `metadata.request_id/trace_id`.
**MCP Parameter Mapping** (`mcp_parameter_mapping.yaml`): translates canonical business keys (`customer_key`, `contract_key`, `session_key`) into the parameter name each tool expects.
**MCP cache with Langfuse events**: key `tenant_id:agent_id:tool_name:hash(arguments)`, idempotent tools only, per-tool TTL. Event flow: miss → `IC.MCP_CACHE_MISS → IC.MCP_TOOL_EXECUTING → IC.MCP_TOOL_EXECUTED → IC.MCP_CACHE_SET`; hit → just `IC.MCP_CACHE_HIT`.
**FastMCP** as the official MCP server default:
```python
from mcp.server.fastmcp import FastMCP
mcp = FastMCP("telecom_mcp_server")
@mcp.tool()
def consultar_fatura(msisdn: str | None = None) -> dict: ...
mcp.run(transport="streamable-http")
```
### ⚠️ Critical finding: shallow and potentially insecure authorization
Their MCP Gateway's `authorization` block is a **static allowlist keyed by `agent_id`**:
```yaml
authorization:
default_policy: deny
agents:
telecom_contas:
allowed_tools: [consultar_fatura, consultar_pagamentos]
```
The `agent_id` field that governs this allowlist **arrives as data from the conversation's input payload** (`GatewayRequest`/`ToolInvocation`), not as a claim of an authenticated, independently verified MCP Client identity. Their own SPEC-004 admits it: *"conversational policy does not replace authentication, authorization, idempotency, or atomicity in the MCP Server."* There is no PDP/OPA/Cedar, no `policy_decision_id`/`entitlement_version`, no discovery/execution separation as two deliberately independent enforcement points.
**This is structurally the anti-pattern our RI's ADR-001 forbids** ("authorization by the agent's self-declared role"). See ADR-023 for the decision on how to reuse the proxy engineering without inheriting this problem.
---
## 4. YAML configuration conventions
| File | Purpose |
|---|---|
| `agents.yaml` | Agent registry (agent_id, isolated config paths, domain metadata) |
| `routing.yaml` | Intents, keywords/examples/priority, `mcp_tools` per intent, `state_policies` |
| `tools.yaml` | Tool catalog: target server, args schema, cache, `allowed_agents` |
| `guardrails.yaml` | Input/output guardrails, enable/disable by code |
| `judges.yaml` | Post-response evaluation criteria (deterministic/llm), threshold, sample_rate |
| `llm_profiles.yaml` | Model/temperature profiles per component (router, judge, supervisor, RAG) |
| `identity.yaml` | Channel field name aliases → canonical business keys (Identity Resolver) |
| `mcp_parameter_mapping.yaml` | Canonical key → parameter name expected by each tool |
| `mcp_servers.yaml` (+ `.docker.yaml`) | MCP server addresses/transport (local vs. Docker) |
| `backends.yaml` | Agent backend registry + Agent Gateway's global routing rules |
| `prompt_policy.yaml` | Base/persistent agent prompt, versioned (`id`, `version`) |
| `tool_policies.yaml` | Classifies a tool as `read_only`/`transactional`, requires confirmation |
| `authorization` (block in the MCP Gateway's config) | Tool allowlist by `agent_id` — **do not reuse as an authorization source** (see section 3) |
---
## 5. Security/identity model (SPEC-018) — compatibility
- **Workload authentication** (5 modes: config_file/instance_principal/workload_identity/resource_principal/api_key) — addresses how the *framework* itself authenticates against OCI resources (Vault, GenAI, ADB). **Orthogonal** to our tool-entitlement problem.
- **Authorization** — listed as 5 questions to answer, with no formal PDP; in practice resolved by the shallow allowlist described in section 3.
- **Secrets, data protection, channel security** — compatible/complementary, do not touch entitlement.
- **Auditing** — a good audit-trail model (user/channel, agent_id, tenant_id, tool, model, guardrail, judge score, trace_id), but with no equivalent to `decisionId`/`policyDecisionId`/`entitlementVersion` (our ADR-017), because there is no separate PDP generating those decisions.
**Where it is clearly compatible/orthogonal**: `identity.yaml`/`BusinessContext` — normalization of **business** identity (end customer, contract), never a tool-authorization decision. Adoptable without tension with the security core.
**Verdict**: SPEC-018 should not be used as a normative security spec for our RI — it mixes workload authentication with tool authorization without separating the two problems or proposing a PDP.
---
## 6. Deployment
Not tied to OCI at the application layer — runs 100% locally via Docker Compose with generic, self-hostable services (Redis, MongoDB, PostgreSQL, ClickHouse, MinIO, Langfuse). OCI integrations (GenAI, ADB, Vault, workload identity) are pluggable options among several, not a development requirement.
---
## Reuse recommendations (applied in the RI via ADR-022/ADR-023)
**Adopt as-is** (do not touch the security core): `identity.yaml`/BusinessContext · IC/NOC/GRL taxonomy + EventEnvelope · local Langfuse setup via docker-compose · `ConversationSummaryMemory` · RAG-vs-MCP heuristic (Hoshikawa §30.3-30.4: systems → MCP, documents → RAG) · `mcp_parameter_mapping.yaml` · FastMCP as the default MCP server.
**Adopt with adaptation**: the *shape* of the MCP Gateway's proxying (catalog, `ToolInvocation`/`ToolResult`, cache with events, retry/timeout/circuit breaker) — but the ALLOW/DENY decision is always delegated to our own PEP/PDP, never to their `authorization` block. The Agent Gateway/Global Supervisor layer (two session levels, handoff) informs the design of EP-11/EP-12, keeping it strictly as UX/business routing, never as an authorization authority. `tool_policies.yaml` (read_only/transactional + confirmation) is conversational convenience, not a security control.
**Do not copy as a source of security truth**: the `authorization` block keyed by a self-declared `agent_id` in the payload; SPEC-018 as authorization doctrine.